CastleKeep recognizes the importance of protecting your personal and financial information. In the course of doing business with CastleKeep, you share personal and financial information with us. We treat this information as confidential.

You may provide information when communicating or transacting with us in writing, electronically, or by phone. For instance, information may come from applications, requests for forms or literature, and your transactions and account positions with us.

We do not sell information about current or former customers to any third parties, and we do not disclose it to third parties unless necessary to process a transaction, service an account, or as otherwise permitted by law. We may share information within the CastleKeep family of companies in the course of providing or offering products and services to best meet your needs. We may also share that information with companies that perform custodial services for your investments with your authorization.

We maintain physical, electronic, and procedural safeguards to protect your personal information. Within CastleKeep, access to such information is limited to those who need it to perform their jobs, such as servicing your accounts, resolving problems, or informing you of new products or services. Our Code of Ethics, which applies to all employees, restricts the use of customer information and requires that it be held in strict confidence.